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The margin requirements apply to Merrill Lynch wealth management clients and individual traders using the Merrill Edge platform.
January 29
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The systems are expected to be updated by the end of April, following calls from financial advisors on social media to make a change.
January 29
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CI Financial has inked 14 deals for RIAs in less than a year — taking the lead in a hot M&A market.
January 28
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The increase comes as the recruiting market heats up.
January 28
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“As of today, Wells Fargo Advisors is not allowing solicitation of those two securities,” a spokesperson for the bank said Wednesday.
January 28
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Acquisitions of wealth management, insurance, fintech and other firms are expected to pick up as banks seek new sources of fee income and look to improve digital capabilities.
January 27
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The 2,500-advisor firm is sneaking up on larger rivals by adopting an approach that’s increasingly popular across wealth management.
January 27
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A team that has grown through acquisitions dropped the No. 1 IBD after the institution purchased another one for more than $600 million.
January 27
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The firm said high volume may have curtailed access to its mobile app and urged clients to use its other platforms.
January 27
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The new recruits build on the 43 advisors Janney added last year.
January 27
