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Firms have only six weeks to find a replacement technology platform.

In a surprise announcement, Private Advisor Group tapped Moore as CEO nearly two years after he left Cetera for undisclosed medical reasons.

Nick Starai is chief strategy officer at NMI.

It’s another big get for a bank that has been busily luring away top talent from the wirehouses.

“Platforms like this you would typically see at the larger broker-dealers and maybe the wirehouses,” says Gary Gallagher, the firm’s head of investment and managed solutions.

Anita Darden Gardyne is the president and CEO of Onēva.

Whether the law changes next year or in 2025, wealthy clients can save by using the generous provisions now.

Ariel Sandell is the chief security and compliance consultant at Securex, a cybersecurity and compliance consulting firm based in New Jersey, serving tax, financial, and health care professionals nationwide. He holds multiple cybersecurity and compliance certifications, including CHITSM, CHSP, CPCIP and more.

It’s one of the largest recruiting moves of the year in the independent broker-dealer sector.