The Latest

  • As the industry pushed to comply with the fiduciary rule, new issues emerged.

    June 23
  • Here's how the largest groups have fared during unprecedented market activity.

    June 23
  • The wirehouse added more than a dozen advisors in the last month managing more than $1 billion in client assets.

    June 23
    Wells Fargo V3 by Bloomberg News
  • Dr. Bart Hildreth is professor and former dean at the Andrew Young School of Policy Studies at Georgia State University in Atlanta. Previously, Bart spent 30 years as a business school professor at Wichita State University (including interim business dean), LSU, and Kent State. His expertise is state and local finance, with a specific focus on municipal securities and tax policy.He is a public member of the Board of Directors of the Municipal Securities Rulemaking Board (2012-2015). He has served on the National Advisory Council on State and Local Budgeting and the Governmental Accounting Standards Advisory Council, received two gubernatorial appointments to serve on the board of the Kansas Development Finance Authority, chaired a state-wide tax review committee, served on several GFOA national committees (including the disclosure task forces), and held the position of Director of Finance for the City of Akron, Ohio where he had financial responsibility for the successful workout of a technical default on a waste-to-energy facility.Since 1989, he has served as the editor-in-chief of the only refereed journal devoted to municipal securities, the Municipal Finance Journal. In addition to numerous journal articles and books, his publications include State and Local Government Debt Issuance and Management, the Handbook on Taxation, and Budgeting: Politics and Power (Oxford University Press, 2010).A Fulbright Scholar (at McGill University, Montreal), he also received the 2008 national award for lifetime scholarly achievement in the field of public budgeting and financial management. Bart�s degrees are from the University of Alabama (B.A.), Auburn University at Montgomery (M.P.A) and the University of Georgia (Ph.D.).

    June 23
  • Brian Christensen is executive vice president of global internal audit at the consulting firm Protiviti.

    June 23
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  • SEC

    The court has suggested that federal law bars awards from going further, blunting a legal tool that critics say the agency has abused.

    June 23
    The Securities and Exchange Commission flag flies in front of a building.
  • June 23
  • Just 5% of its 16,000 employees are Black, according to the company.

    June 23
    “We must use our voice and work with others to advocate for change within our industry and across society more broadly," CEO Larry Fink wrote in a LinkedIn post.
  • The firm employs just short of 70,000 people in 50 countries and had 80% of its worldwide staff at home during the height of the pandemic

    June 23
    The UBS Group AG logo sits on the bank's skyscraper offices in Frankfurt, Germany, on Tuesday, July 17, 2018. Frankfurt's efforts to attract bankers escaping Brexit are in danger of losing momentum. Photographer: Alex Kraus/Bloomberg
  • Michael Kitchen is chief revenue officer at PayRange.

    June 23