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It's the first significant regulatory filing requirement for RIAs in more than a decade.
July 1
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Kees Wesdorp, PhD, has been business group leader for diagnostic imaging at Philips since January 2017. He previously served as the executive vice president with the EU portfolio team at Bain Capital and has also held leadership positions at NXP Semiconductors.
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Jan Kimpen is Philips' chief medical officer, a position he has held since January 2016. As the leader of the global clinical team, he works with his team in collaboration with Philips businesses, markets and enabling functions to advance clinical capabilities and customer growth opportunities.
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A client's retirement savings depends on four key factors, says the leading RIA executive.
July 1
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Jamie B. Fowler is national managing partner of tax services at Grant Thornton LLP.
July 1
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Oussama El-Hilali serves as the CTO of Arcserve and is responsible for setting the global product strategy, and managing the development and product management teams. He has nearly 25 years of IT and R&D experience driving and achieving product strategy and roadmaps, acquisition of new technology, and developing strategic business partnerships in both Fortune 100 and emerging companies. Keep up with him and Arcserve by following the company’s
Twitter page.July 1
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An ex-client accused the firm of misconduct, including disbursing funds to her former spouse from a restricted account without her knowledge or authorization.
July 1
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The firm's chief has led growth to an expected $1 billion in revenue this year from $7 million in 1998 when she joined. It's a matter of embracing the sector's evolution, she says.
July 1
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The 18-month-old Sanctuary Wealth caters to breakaways but is also open to independent advisors as well, CEO Jim Dickson says.
July 1
