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A handful of states are pushing their own advisor regulations, potentially setting up a legal showdown.
February 4
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Joe Duran is seeking new investors for United Capital. Will they value the firm as a fintech innovator — or an aging RIA aggregator?
February 4
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Dag Detter, former CEO of Stattum, the Swedish government holding company, was the co-author of The Public Wealth of Cities and
The Public Wealth of Nations, listed among the best books of 2015 by the Economist and The Financial TimesFebruary 4
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Raymond James's culture and "access to leadership" were among motivators advisors cited for their moves.
February 4
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Planners share their favorite out-of-left-field appeals for advice.
February 4
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The bank pledges to handle customer complaints better and reexamine its lending practices.
February 4
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Tradition, trust and Google all factor into the choice.
February 4
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At Pimco, the fixed-income giant he co-founded, Bill Gross racked up one of the longest winning streaks of any money manager.
February 4
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