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16 individuals or teams are nominated in the four-category list.

The latest offering from Kevin O'Leary's O'Shares ETF Investments focuses on dividend-paying companies. Plus: Other launches.

The Financial Stability Board recommended that regulators bolster oversight of exchange-traded, mutual and other funds.

Clients are likely to overlook the possibility of portfolio failure, unexpected financial responsibility and health issues.

16 individuals or teams are nominated in the four-category list.

Richard J. Parsons is the author of "Investing in Banks" and "Broke: America's Banking System."

The latest offering from Kevin O'Leary's O'Shares ETF Investments focuses on dividend-paying companies. Plus: Other launches.

Coding and other billing system errors were to blame, according to the regulator.

The advisory business ended the year on a strong note, boosted by growth in net interest income, which rose 14% year-over-year.

The move comes as a surprise; "active search" for a replacement underway.