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See which of the top firms added, retained or even lost clients in the past year.

Keith Leggett is a retired economist for the American Bankers Association and a formerly ran a blog on credit union issues.

J.V. Rizzi is a banking industry consultant and investor.

Dave Martin is a consultant specializing in retail banking strategies, including in-store branches. He is the founder of the retail bank performance company BankMechanics.

Scott Fleming, the former head of the firm's Rocky Mountain region, now oversees nearly 150 sales professionals across the U.S.

An internal memo informs the firm's 15,000 advisers about the move, which builds on management changes made earlier this year.

The RIA aggregator added its 43rd partner.

Nick Thomas is the president and co-founder of Finicity, specializing in data services.

James Ray is managing director of merchant services for J.P. Morgan.

Even when they have a retirement plan, it is likely to be astronomically more expensive than those offered by large companies.