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The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.
August 4
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The advisors collected $1.7 million by fraudulently pushing variable annuities, investigators say.
August 3
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The advisors come from a firm reported to manage over $5 billion in assets.
August 3
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The IBD spent $77 million on technology upgrades in 2016.
August 2
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The nation's biggest IBD believes macro trends are ideal to boost recruiting, says LPL managing director Bill Morrissey.
August 1
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The firm is trying to show advisors how they can use LPL’s resources to “get more at-bats” with prospective clients, an executive said.
August 1
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Dan Arnold says behavioral management, automation and portfolio and planning services need to be combined to win future clients.
July 31
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"Make the process as collaborative as possible," one expert says.
July 31
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CEO Dan Arnold said advisers’ uncertainty about the fiduciary rule is waning.
July 27
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The new executive will lead a team counseling advisers on how to comply with the DOL rule.
July 25
