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Firms still rely heavily on commission income despite drops last year.
July 21
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July 24: The world’s largest independent broker-dealer has launched a new mutual fund platform to adhere to the rule.
July 21
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The four advisers joined the more than 500 lost by the wirehouse in the last nine months.
July 20
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Critical criteria that can raise the market price of an advisers' book.
July 19
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The nation’s largest IBD plans to launch a platform with load-waived shares from 20 companies.
July 17
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The engine of future growth for the top independent broker-dealers is likely to be fees.
July 14
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The group joined an existing independent practice affiliated with LPL.
June 27
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None of the FP50 are close to equalizing their ranks of men and women.
June 25
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So far this year, at least 9 banks switched their investment services programs to new third-party broker dealers. One outsourced its broker-dealer operations to a TPM for the first time.
June 14
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Although revenue fell for the FP50, most firms upped their AUM.
June 12
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Wirehouses, broker-dealers and banks unveiled client-friendly policies while asking the agency for further delays.
June 8
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More advisers usually means more overall revenue, but not always. See how the TPMs compare on both metrics.
June 7
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Bankers and analysts are saying the fiduciary rule may weed out all but the top-tier advisers. Should you be worried?
June 7
Employee Benefit News and Employee Benefit Adviser -
Spoiler alert: LPL has the highest AUM. That's no surprise, but where do the others rank? Scroll through to find out.
June 7
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These firms reported the highest share of accounts topping $100,000.
June 6
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A clear path has emerged after historic revenue drops among the top independent broker-dealers.
June 1
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See which independent broker-dealers outpaced their peers at the top line.
June 1
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We've reshuffled our top 25 program managers to list them solely by team production. Here are the top 15.
May 24
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Serving a client’s best interest means focusing on fewer households. Staying profitable means choosing the right ones. Editor Lee Conrad talks with LPL exec Arthur Osman about segmenting a book of business.
May 22
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The firm says its external backup system failed at the same time its main internet connection was cut, raising concerns.
May 18
