LPL Financial

The firm broke off from its OSJ and followed four others of its type in leaving the No. 1 IBD after a change in its RIA rules.

The securities watchdog reprimanded the broker-dealers for allegedly not distinguishing their services from those of the credit unions they did business with.

The largest IBD network is integrating data analytics into its recruiting and client leads after embarking on other major changes in recent months.

The No. 1 IBD has completed the NPH acquisition, but CEO Dan Arnold unveiled further growth initiatives amid challenges to its dominance.

State regulators and the No. 1 IBD struck a settlement after investigators found the firm guilty of negligence and a failure to supervise.

It's been a tough year for bank wealth management, but these bosses kept their advisors on track and boosted business along the way.

Here we present the program managers who topped the list in each metric used to determine the main Top 25 ranking.

Straight from the horses' mouths: the biggest management challenges and business objectives from the Top 25 Program Managers.

Given current market forces — the commoditization of advice being just one — you may be facing elimination if you continue business as usual. Here's a guide to getting on the right track.

A massive acquisition also helped boost the No. 1 IBD’s headcount by 833 advisors year-over-year to 15,210.

The No. 1 IBD announced the new NTF offerings and additional flattened prices for its corporate RIA.

The products have grown in popularity after undergoing significant changes in recent years.

Former CEO Mark Casady disclosed in arbitration testimony what led to the firing that resulted in a $30 million claim against the firm.

Advisor Group firm Woodbury Financial targets the bank brokerage channel.

Bill Hamm’s Independent Financial Partners has grown more than fivefold in 10 years with the No. 1 IBD.

The $263 million practice’s new IBD reported record recruiting for 2017, helped in part by the movement of advisors following LPL’s massive acquisition.

Dan Arnold received a 155% raise in his first year atop the nation’s largest independent broker-dealer.

Cetera has provided financing and other services in more than 250 acquisitions across the IBD network since 2015.

The securities-backed lending platform provides liquidity to borrowers and transparency to advisors, the investment banking giant says.

The 1,778-advisor firm constitutes the largest privately held IBD, underscoring the growing appeal of boutique-like models.