LPL Financial

Integrated Partners added a family office practice eyeing wirehouse breakaways as part of a dozen recruiting grabs for the No. 1 IBD and its OSJs.

The LPL Financial advisor is using his new influence to help firms create policies to prevent sexual harassment.

Denika Tokunaga says breaking into the profession can be difficult if you don’t fit into the traditional image of a financial advisor. Here’s how she did it.

CEO Dan Arnold described the firm's multipronged strategy for further growth.

Joseph Mazzucco and at least two dozen other advisors affiliated with the No. 1 IBD in eight moves over a seven-week span.

Beyond eye-popping prices and assets changing hands, record M&A is altering the structure of the industry.

A Kingdom Advisors support group at LPL brings together representatives around the growing professional title.

The No. 1 IBD’s Focus conference drew 4,000 advisors, but it faces friction ahead in its ongoing expansion.

At her new OSJ, Laura LaTourette is teaming up with fellow influential planner Marci Bair to help educate allies and create more avenues for reps to meet.

Bleakley Financial has recruited advisors with $750 million in client assets since January 2018 alongside LPL’s substantial recent grabs.

The new recruits join the firm’s employee channel from both wirehouses and the independent space.

At least two clients said they received calls from the advisor where he discussed his departure from the firm, according to the complaint.

Lightyear Capital sold its majority stake in Wealth Enhancement Group to another wealth management industry entrant.

Dan Arnold deployed a five-pronged argument for why consolidation is a recruiting boon for the No. 1 IBD.

Integrated Partners added a father-son team, surpassing its recruited client assets from the previous year.

Independent Advisor Alliance also started a robo advisor under Betterment for Advisors after adding more than $2 billion in assets over the past 12 months.

Robert Limmer made the move after less than a year at Gladstone Wealth Group.

Even if it's best for the team, it won't be easy.

A barred broker told clients the lifestyle media company was about to be acquired, so “they needed to act quickly,” according to the regulator.

Recruitment is ongoing — not a one-time sales pitch.