LPL Financial

The major employer-plan group had previously been affiliated with the predecessor of Global Retirement Partners.

Dan Arnold received $7.1 million in 2018, far below the longer-tenured chiefs of rival firms Ameriprise and Raymond James.

Jamie Grupe will be teaming with veteran Ameriprise advisor Steve Kinney.

Fourth-quarter volatility wrought negative year-over-year results for two-thirds of firms in J.D. Power’s annual survey.

The 12-advisor practice serves clients in a group often neglected by the industry, its managing directors say.

Bleakley Financial has launched its eighth office under its affiliation with LPL and Private Advisor Group.

The RIA divisions of Raymond James and RBC are also among the companies that self-reported.

The $150M RIA left an IBD they had been in business with for 11 years.

Succession planning, reputation and technology proved to be important in the decision-making process for these advisors.

The husband-wife team left LPL after 11 years with an eye toward its rival’s tech and service offerings.