LPL Financial

In the first full year under Atria Wealth, the firm added programs from banks and credit unions with $7 billion in assets.

Increased captive insurance coverage due to expanded business in 2018 was a primary driver of a three-year high in regulatory spending, the firm says.

When it comes to building these relationships, it’s better to start early.

The major employer-plan group had previously been affiliated with the predecessor of Global Retirement Partners.

Dan Arnold received $7.1 million in 2018, far below the longer-tenured chiefs of rival firms Ameriprise and Raymond James.

Jamie Grupe will be teaming with veteran Ameriprise advisor Steve Kinney.

Fourth-quarter volatility wrought negative year-over-year results for two-thirds of firms in J.D. Power’s annual survey.

The 12-advisor practice serves clients in a group often neglected by the industry, its managing directors say.

Bleakley Financial has launched its eighth office under its affiliation with LPL and Private Advisor Group.

The RIA divisions of Raymond James and RBC are also among the companies that self-reported.