-
L&N Federal Credit Union was looking for a boutique-style firm following Invest's acquisition by LPL.
February 5
-
More than $34 billion in client assets moved into the No. 1 IBD’s fold in the first part of the acquisition.
February 2
-
Texas securities watchdog derided the advisor for not considering the costs associated with an equity trading strategy he employed for certain clients.
January 31
-
Life Brokerage Financial has 80 advisors and 40 full-time staff and will join the firm next month.
January 30
-
Advisor Group set a record for its recruiting in 2017, and Securities America announced more than a dozen fourth-quarter grabs.
January 25 -
The RIA aggregator inked another big-figure deal after netting more than two dozen firms last year.
January 18
-
The Short Hills, New Jersey-based bank will look to Cetera to accelerate the program's growth.
January 10
-
Wells Fargo, Merrill Lynch, UBS and Morgan Stanley all lost talent in 2017.
January 3
-
Independent Financial Group has grabbed 14 practices with 44 advisors from NPH firms since the LPL deal.
January 3
-
Caleb Fackrell repeatedly called his behavior “insane” in his testimony, according to transcripts obtained by Financial Planning.
December 22
