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The new recruits include a father-and-son duo in Orlando.

The demands come following a Financial Planning investigation revealing how JPMorgan’s Chase Private Client group used false evidence to get rid of an advisor.

So far this year, Janney has onboarded 36 financial advisors. The newest team managed more than $290 million in client assets.

Hiring choices are having a ripple effect on compensation.

Seniors who negotiate for such an arrangement should consider their finances, flexibility and mutual benefits.

As the fee-based financial planning network adds more members and rolls out new services, some members raised questions about its ongoing business strategy.

In addition to launching an automated investing app, the bank created a dedicated advisor unit to provide personal service to customers when they need it.

Tech is making it easier for advisors to break away, but navigating the complex vendor landscape can be challenging, says the firm's director of RIA practice management.

NASAA’s annual survey of regulators sheds light on legal proceedings against BDs, RIAs and unregistered firms that often go unnoticed in the wider industry.

The independent broker-dealer has launched subsidiary Bluespring Wealth Partners, which promptly snapped up two practices with $550 million in client assets.