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The broker was terminated after a series of unauthorized transactions involving the accounts of customers of both BBVA and its affiliate bank, FINRA claimed.
February 15
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The recruit joined the bank’s private wealth management division after 14 years with the wirehouse.
February 15
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There are more CFPs over 70 than there are under 30. The board's Center for Financial Planning looks to fix that with new diversity and internship initiatives.
February 15
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Finhabits is billed as the industry's first bilingual digital platform.
February 15
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With an additional $9 million in backing, the online firm's CEO and co-founder Chris Costello says the goal is to grow to 50,000 clients by the end of the year.
February 15
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Reflecting industry concern with Department of Labor rule requirements, the firm dubbed the platform as a "One-Click Fiduciary."
February 15
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Flow Traders made a profit every trading day last year as the company increased the value of its trades in both Europe and the U.S. by more than 10%.
February 15 -
The Feb. 2 launch comes just four months before MSCI says it will decide whether the country qualifies for its emerging-market index.
February 15 -
Brokerage chief Jim Weddle balks at offering automated advice as it would be "an alternative to working with our financial advisers."
February 15
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The bank will add "targeted talent that will play more of an advisory rather than transaction-oriented role," says SunTrust's CFO.
February 14
