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Despite a push for tighter rules to curb loan and withdrawal leakage, experts say small loans from 401(K)s aren't a drain on savings; Plus why millennials need to start saving for retirement now.

Wealth managers from separate teams moved to the wirehouse.

Advisors must do a better job nurturing new women advisors and engaging female clients. Even so, AIG Advisor Group CEO Erica McGinnis has high hopes for women in the industry moving forward.

Investor confusion over fiduciary standards won't disappear despite the efforts of the White House and the DOL, argues Jim Allen, head of capital markets policy in the Americas at the CFA Institute.

Ballentine's clients invest in the U.S. equities market via ETFs. When the market was near its bottom, Ballentine had them sell those funds and buy into "like kind" ETFs, which they then rode back up.

Redemptions at Pimco's biggest mutual fund slowed to the lowest since Bill Gross left the firm, as performance rebounded.

Veris Wealth Partners, an RIA specializing in sustainable investing, recruited the advisor, who was managing $500 million as a portfolio manager.

CFO moves up as departing exec heads to asset management shop.

Management roles at the wirehouse have shifted following the announced departure of a key executive.

Banks have to invest in mobile technology in order to keep up with millennials. But bankers also need opportunities to rub shoulders with young customers — and small, conveniently-situated branches give them an opportunity to do so.