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Edward Joness James Weddle and Robert Keenan of St. Bernard Financial Services Inc. were elected to the Financial Industry Regulatory Authoritys Board of Governors at its annual meeting.
August 6 -
There are plenty of myths about women and money and it's important to bust these myths wide open. But people also have misconceptions about men and money. Here are just a few.
August 6
Principal, KBK Wealth Connection & Author, Creating Wealth from the Inside Out Workbook -
After a strong response to our summer reading list for advisors, we decided to expand it. Here are the 20 books that financial advisors said -- via Twitter, LinkedIn, emails and phone calls -- were crucial to their practices.
August 6 -
Even Federal Reserve Chairman Ben Bernanke finds gold prices confusing, so how will advisors react to a gold bullion mutual fund?
August 6 -
UBS AG will pay almost $50 million to settle U.S. Securities and Exchange Commission claims that a brokerage unit violated securities laws in the structuring and marketing of a collateralized debt obligation.
August 6 -
There are key differences between hybrid advisors and dually registered advisors -- but even some industry veterans don't seem to understand it.
August 6
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The firm has added an 18-year industry veteran to its Greenville, Del., branch office as a vice president of wealth management.
August 6 -
Northern Lights Distributors, announced the upcoming launch of an educational series to provide advisors with information detailing each step of the mutual fund distribution process.
August 6 -
The Consumer Financial Protection Bureau is losing senior officials faster than it can replace them, raising concerns that the agency may struggle to maintain the aggressive pace set during its nearly two years of existence.
August 6 -
Survey results showed that more than three-quarters (77%) of high-net-worth investors expect to beat or match the market this year with approximately half (48%) feeling the stock market is appropriately valued and 17% feeling it is undervalued.
August 6

