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A FINRA arbitration panel has dismissed a claim that Stifel illegitimately poached a number of legacy A.G. Edwards advisors.

You can use a well-organized advisory board to get strategic advice from the people who are your most valuable assets. Here are a few suggestions for running a group.

UBS financial advisor Paul Vasady-Kovacs, who places number 26 on the Top 40 list, says that the fixed income emphasis he started out with still informs his work with clients today.

If referrals play a key role in your marketing plans for the year, here are some key elements that must be addressed.

Alarmed at a set of conditions that could invite sales abuses and eventually a market correction, the Financial Industry Regulatory Authority enters 2013 with a warning to investment advisors that the group plans to keep a close eye on the industry and hold advisors accountable to its new suitability rule.

One new aspect about the platform is that it incorporates a unified managed account structure.

Expect T. Rowe Price's first ETF to hit the market soon.

As the new Head of Personal Retirement, Jeff Cimini will help grow the firm’s Personal Wealth & Retirement division to meet the changing demands of the industry.

Minneapolis-based Riverbridge Partners has launched its first mutual fund, the Riverbridge Growth Fund, to bet on U.S. equities across all market capitalizations.

Two former wirehouse advisors have gone independent in Baltimore and Bethesda, Maryland.