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Rising equity values and incoming assets drove higher earnings despite the lower number of financial advisors at one of the largest wealth managers.

This is not a world for small ideas, and the sooner many narrowly focused upstart financial technology companies come to grips with that reality, the better.

The San Francisco data aggregator has committed to minimizing how much data it extracts from bank accounts.

With such a massive number of deals and tens of billions of dollars in assets changing hands, even experts sometimes struggle to keep up.

A roundup of this week's news includes advisors on the move, acquisitions and new technology.

Tailwinds behind fiduciary services and financial advisor demographics are working in the RIA holding company’s favor, CEO Rudy Adolf says.

Joining an existing RIA has its appeal, whether as a final destination or as a way station on the path to full independence.

The wealth manager has opened more ways to affiliate with the firm by starting to tap M&A deals with a sizeable pipeline for more in the future.

New role will oversee leaders and businesses of Wells Fargo Advisors Financial Network (FiNet), First Clearing, and the Registered Investment Advisor (RIA) custody business.

Employees often ignore their 401(k)s when they change jobs, leaving valuable assets behind.