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Do RIAs still have a clear advantage when it comes to modern planning software?
August 12
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They all spent over a decade at their former firm.
August 12
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“I wanted to be able to walk in the door and only be able to answer to one constituency: my clients,” advisor Andy Ferguson says.
August 11
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A second-term Trump administration would likely continue its deregulatory efforts, focus on Fannie Mae and Freddie Mac's exit from conservatorship, and seek to facilitate fintech participation in the banking system.
August 11
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The advisor is asking a judge to reconsider the order, saying he wasn’t given a chance to defend himself against accusations of violating a non-solicitation agreement.
August 11
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The firm will also pay a penalty and offer to buy back variable annuities the former broker sold to 21 other investors.
August 11
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One of the largest professional designation and training schools launched a program to award free tuition to at least 25 students in the next year.
August 11
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The hires hail from Morgan Stanley and Wells Fargo.
August 11
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The new hires were previously at Merrill Lynch, UBS, and BB&T.
August 10
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During rapid growth, the firm allegedly failed to detect a cascade of red flags.
August 10
