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CEO Michael Farr will also become Hightower’s new chief market strategist.

The asset manager is extending the payments to all workers who can prove they’ve gotten a COVID-19 vaccine.

Federal prosecutors alleged James K. Couture had reached an agreement to sell a home in Cape Cod before the proceeds could go toward restitution.

Eileen Cure allegedly wrote in a Skype message that she is not prejudiced but she does not want to interview Black applicants.

Financial advisor Alan Kodama’s team aligned with the No. 1 IBD as it reeled in $35 billion in recruited client assets in the second quarter.

Despite fewer incoming advisors, CEO Ron Kruszewski says the company’s pipeline is strong and extending to the independent channel.

Sure, you might have to actually pay U.S. taxes on those crypto trades. But at least it will be easier to figure out how much you owe.

His embrace of volatile cryptocurrencies for mainstream investors is a major shift from the cautious world of fiduciary advice that’s synonymous with his namesake firm.

At least 10 senior bankers and numerous junior employees across the world’s largest wealth management market have left.

The nation’s largest independent broker-dealer aims to boost expansion even more, and it’s not ruling out launching its own bank.

The chairman-elect in 2022 is preparing to deal with the changes that come with a new presidential administration.

The TAMP has also created a new chief digital officer role to oversee improvements to the firm’s technology infrastructure.

The firm is the first service that makes it possible to gain exposure to cryptocurrency as part of a diversified portfolio with automation features.

Record-level asset management fees and investment banking revenues were credited with the increase in net revenue.

The new leader will have to focus on actively managed U.S. mutual funds at a time when index-tracking products like exchange-traded funds are attracting increased investment.

The company's foray into crypto is the latest sign that digital currencies are gaining a toehold on Wall Street.

SEC enforcement actions and regulatory requirements citing Form CRS suggests that firms need to step up their compliance operations.

Adjustments to the organization’s sanction guidelines and procedural rules are the latest step in its ongoing enforcement overhaul.

New reports indicate 497 high-income taxpayers had over $150 million in their individual retirement accounts, and nearly 25,000 taxpayers had aggregate IRA account balances of $5 million or more.

A Senate hearing highlighted the two parties' starkly different views of digital assets, with Democrats warning of price manipulation and Republicans saying the government should just get out of the way.