Organization Root Tag

In which cities are single-family house rentals growing faster than apartment rentals? Find out.

The brokerage ranks shrank by 258 from the year-ago period.

The commission's new risk alert focuses on fees and expenses and amplifies its focus on disclosures and compensation structures.

"If our profession truly cares about the well-being of our clients to the extent that the profession professes, then we need to swing this pendulum in the other direction," Elwyn says.

Like selling a car, asset managers can list their products’ specifications, but that isn’t always enough.

The firm warned Friday that it may take a charge of as much as $1 billion to settle a U.S. probe of its consumer business.

Assets topped $6 trillion as investors continue to move money into passively managed funds.

Collaboration is key to the effort since there “is no competitive advantage to be the only firm engaged in data protection."

Former CEO Mark Casady disclosed in arbitration testimony what led to the firing that resulted in a $30 million claim against the firm.

The payout brings the distribution to more than $1.2 billion, a fraction of the more than $50 billion scam.

The firm pulled in 11 new advisors in the first quarter of 2018, building on the 65 brokers hired last year.

Addressing the subject of mortality can be tough — but advisors can help make the conversation less painful.

A spike in volatility and changes in U.S. tax law are some of the reasons why the firm says clients have moved their money in the quarter.

Should advisors and brokers have plain-English job descriptions and be required to work in their clients’ best interest? Commissioners will vote on whether to move ahead with key proposals.

Advisor Group firm Woodbury Financial targets the bank brokerage channel.

One of the biggest notable losses came from Merrill Lynch, which lost a team managing $1 billion to the independent space.

The advisor, a former employee, has been soliciting more than two dozen clients at the bank, JPMorgan says.

The new fee system will impact more than 800,000 customers.

The shake up could strand investors with hard-to-trade securities.

The self-regulatory body says working with data aggregators increases the risk of cyber fraud, unauthorized transactions and identity theft. But aggregators say other links in the information chain are more vulnerable.