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The agency has reprogrammed its systems to process three benefits most likely to be claimed on returns this season.
February 27
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Of the 46 advisors newly appointed as managing directors at the firm, only three were women.
February 27
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Focus Financial adds a $4 billion wealth management firm to its expanding roster.
February 27
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The products can offset potential losses from lowered state and local deduction limits.
February 27
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The IBD network has retained Goldman Sachs for a structural review that could have major implications.
February 26
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The advisor fleeced the duo of nearly $1 million by misappropriating their stock holdings and initiating unauthorized wire transfers from their bank account, prosecutors allege.
February 26
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One recruiter argues the firm is losing talent because it will eventually exit the Broker Protocol.
February 26
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The firm reported $33.9 billion in redemptions from active funds over the last year.
February 26
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Managers sold $24.6 billion of the loans in the region last year, the most since the financial crisis.
February 26
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At Merrill "it felt like we shifted away a little bit in recent years from the core focus of wealth management," advisor Matthew Spradlin explains.
February 26
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Strengthened legal language recently added to bonus agreements will be removed, according to people familiar with the matter.
February 23
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Firms can bring in great talent while assisting prospective CFPs with the experience requirement needed for the designation, according to a panel of experts at the board's Registered Program Conference.
February 23
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The scrutiny puts a spotlight on a small corner of the $3.4 trillion ETF industry.
February 23
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"I think it's something that the market needs. I think it's something that regulators need," Jay Clayton says.
February 23
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The test will also be modified to account for the new tax law while aiming to plug leaks in the pipeline from college to CFP certification.
February 22
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Black History Month is a reminder that effort is required for racial progress.
February 22
Financial Planning Association -
The RIA boosts its platform, loses top execs and faces wary advisors.
February 22
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Advisor "reaped substantial profits" from 65 clients by using block accounts, the regulator says.
February 22
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Pairing a variety of Vanguard bond funds with an S&P 500 fund may help you rethink how to craft the classic 60% equity, 40% bond portfolio.
February 22
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Sales dropped by 8% last year, but LIMRA finds reason for optimism in 2018.
February 22
