Organization Root Tag

Board executives say the value of the CFP designation has grown. They also nod to more potential changes in the conduct standards.

Three stocks could be on their way to long-term dividend growth.

The bank is embroiled in consumer spats over unwanted car insurance, mortgage lending and overdraft fees.

Chairman Jay Clayton says the regulator is drafting a rule proposal to harmonize standards for brokers and advisors.

The world’s largest asset manager is investing in technology in part to diversify revenue as investor money flows into passive.

Greg Fleming was tapped to become CEO of the newly formed Rockefeller Capital Management.

Frequent buying and selling increases expenses and taxes — are these solid three-year returns worth it?

The next generation of clients cares less about the sanctity of marriage and more about its financial implications, an expert says.

BNY Mellon, DST Systems and State Street are among the firms recognized for their excellence and operational achievements.

The underpinnings of the Hippocratic Oath, the phrase is as applicable to providing investment advice as it is to medical care.

Last year, the Democratic senator argued successfully for the termination of Sloan's predecessor as chief executive, John Stumpf.

No one organization can do it on its own, FPA President Shannon Pike said.

The firm scores another recruiting win, this time near its headquarters in Philadelphia.

It's a draining process for clients, but financial planners can provide real support.

Independent and regional firms have been maintaining strong appeal with new recruits.

David Safarian is the latest wirehouse advisor to join the regional broker-dealer.

What advisors need to know when a couple’s financial situation is more difficult — or sinister — than meets the eye.

The deal is part of the firm’s strategy to offer clients a focused set of specialist investment solutions.

Evelyn Zohlen wants to build on the association's initiatives — including helping next gen planners find career paths.

A segmented market is ready to embrace scale, says Raymond James president Bill Van Law.