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The firm has already standardized its variable annuities and alternative investments and is working toward doing the same for mutual funds as well as indexed and fixed annuities.
March 9
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Asset manager VanEck’s product appeals to ESG-focused investors. Plus: other launches.
March 9
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The 20-year veteran planner cites Raymond James' greater flexibility and marketing support.
March 9
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Patricia Bennett says she visited the regional's firm home office three times before deciding to make the move.
March 8
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Even in the present deregulatory climate, the Treasury Department is pressing ahead with a rule to require advisors to screen for and report suspicious activity.
March 8
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Data aggregators want to apply their technology to lending decisions.
March 8
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Two of its Royal Alliance firms form a $2.5 billion powerhouse.
March 8
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The former Wells Fargo executive will command a team of 10 local private bankers in the Hudson Valley and metro New York market.
March 7
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After eye-popping gains in the stock market over the past three quarters, price-to-earnings ratios have soared.
March 7
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Five new advisers managing $464 million joined the regional firm, which now boasts 61 locations.
March 7
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The value of equities has risen to a level not seen since the dot-com bubble.
March 7
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"The number of enforcement cases is likely to be down considerably going forward," said Urska Velikonja, a law professor at Emory University.
March 7
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The acting head of OCIE says the commission has abandoned "wide, full-scope" scrutiny in favor of more targeted, risk-based reviews.
March 6
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The 17-year industry veteran says organic growth is the biggest issue facing advisory firms.
March 6
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These products are meant for short- and intermediate-term investing and should carry enough risk to grow and meet the goals over time.
March 6
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The firm also recruited an international wealth management team that oversaw $576 million, according to our latest roundup of recent hires and moves.
March 6
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Keith Rowling ranked No. 2 on the 2016 list of the industry's top young producers.
March 6
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The independent firm has recruited a number of wirehouse brokers and grown to $3 billion in client assets, according to the company.
March 6
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The wirehouse has already paid $415 million in fines and disgorged profits in a settlement.
March 6
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CFP candidates should consider a well-rounded college or graduate school education in professional sales.
March 6
Savant Capital Management
