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The solution is low-cost index funds, he says, adding that index pioneer Jack Bogle "is a hero."
February 26
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A detailed look at three years' of recruiting data, from biggest AUM to which firm has lost the most advisers.
February 24
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The bank's current leader of Consumer Banking and Private Wealth Management will move to a new role spearheading initiatives to evaluate further fintech alliances.
February 24
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The regional firm's newest hire generated $926,000 while at the wirehouse, according to RBC.
February 24
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The recruits left Morgan Stanley and UBS to go with the independent channel at Wells Fargo.
February 24
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Acting Chairman Michael Piwowar calls accredited investor threshold an "artificial distinction" that perversely can hurt the smaller investors it's designed to protect.
February 24
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Embracing fiduciary standards, managing client risk and integrating technology are essential steps for every RIA to undertake.
February 24
Jefferson National -
The independent firm affiliated with Raymond James recruited six advisers for a new branch office.
February 24
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“It starts out small,” the advisor told his compliance officer, authorities say. “You think you are going to pay it back.”
February 24
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In a nod that digital advice is here to stay, the agency updates its directions on how to ensure compliance, along with tips for evaluating the growing number of services.
February 23
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The platform provider added a breakaway RIA to score a victory in its battle with rival HighTower.
February 23
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Just in case clients are looking to cut few corners, here are some of the most common tax frauds that the agency is ready to pounce upon.
February 23
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Which banks are advisers moving to? Several recently jumped to BNY Mellon, U.S. Bank and M&T Bank from myriad financial institutions.
February 23
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The layoffs are part of a shift of personnel to LPL Financial's South Carolina campus to cut costs and position the independent broker-dealer for future growth.
February 23
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Over $1.7 billion per transaction changed hands in the fourth quarter, according to Charles Schwab.
February 23
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Recent advances may mean that category is, actually, overvalued.
February 22
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An increase could help to head off the risks of an overheated economy, according to the latest meeting notes from the Central Bank.
February 22
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Carolyn Armitage joined the RIA M&A consultant after LPL eliminated the enterprise consulting division.
February 22
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It’s the third wirehouse team to move to HighTower's outsourcing service this year.
February 21
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The ultrahigh-net-worth unit hired a regional director from its parent firm to lead a new office.
February 21
