Ameriprise

Clients seeking to recoup some $14 million in damages have received only 12% of their total claims, according to an SEC-appointed receiver.

Six of the new recruits broke away from Merrill Lynch.

The BD’s employee channel is attracting more independent reps through offerings like technology and practice acquisition support.

Despite a great year, firms don't see fit to rest on their laurels. Instead, they're preparing and adjusting to falling traditional revenue and rising expenses.

This interactive tool provides the full collection of data from Financial Planning's 34th annual study of the largest firms in the space.

The majority of the top 25 firms boosted their business by double digits in 2018, and five of them reeled in more than 20% growth.

The advisors are the newest additions to the firm’s expanding brokerage ranks.

The firm is looking at a range of “different opportunities” for potential wealth management deals, CEO Jim Cracchiolo says.

The advisors join from Merrill Lynch, Raymond James, U.S. Bancorp and Investment Professionals.

Just over half of clients expect it will be harder for the next generation in their family to feel comfortable financially.