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The new recruits join the firm’s employee channel from both wirehouses and the independent space.
August 5 -
One advisor has worked at Securian for his entire career.
July 31 -
The new recruits managed over $300 million in client assets.
July 25 -
The Advice & Wealth Management segment added 72 experienced advisors who affiliated in the second quarter.
July 25 -
Clients seeking to recoup some $14 million in damages have received only 12% of their total claims, according to an SEC-appointed receiver.
July 3 -
Six of the new recruits broke away from Merrill Lynch.
June 25 -
The BD’s employee channel is attracting more independent reps through offerings like technology and practice acquisition support.
June 4 -
Despite a great year, firms don't see fit to rest on their laurels. Instead, they're preparing and adjusting to falling traditional revenue and rising expenses.
June 3 -
This interactive tool provides the full collection of data from Financial Planning's 34th annual study of the largest firms in the space.
June 3 -
The majority of the top 25 firms boosted their business by double digits in 2018, and five of them reeled in more than 20% growth.
June 3 -
The advisors are the newest additions to the firm’s expanding brokerage ranks.
April 30 -
The firm is looking at a range of “different opportunities” for potential wealth management deals, CEO Jim Cracchiolo says.
April 25 -
The advisors join from Merrill Lynch, Raymond James, U.S. Bancorp and Investment Professionals.
April 23 -
Just over half of clients expect it will be harder for the next generation in their family to feel comfortable financially.
April 10 -
Dan Arnold received $7.1 million in 2018, far below the longer-tenured chiefs of rival firms Ameriprise and Raymond James.
April 1 -
The case could bring unwelcome scrutiny of Wall Street's compensation and employment practices.
March 26 -
Ladenburg Thalmann’s largest IBD also says it recruited more than 300 advisors with $2 billion in AUM in 2018.
March 21 -
A hiring binge is pushing headcount to record highs at firms including Baird and Raymond James. But can it last?
March 5 -
Succession planning, reputation and technology proved to be important in the decision-making process for these advisors.
March 1 -
The $314 million team made the change after deciding it was a better fit culturally
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