-
The former Cetera advisors joined the firm’s employee channel.
February 14
-
Jim Cracchiolo predicts the number of advisors will go back up, but he says the firm places more importance on boosting the size of their businesses.
January 31
-
On the losing side of this exchange: Wells Fargo, UBS and Merrill Lynch.
December 3
-
The firm's top recruiter explained its approach to helping advisors keep up with a rapidly changing profession.
December 2
-
More than 400 advisors joined regional BDs last year, according to hiring announcements and BrokerCheck data.
October 28
-
CEO Jim Cracchiolo says the firm is focused on “holistic advice rather than a free trade” after wealth management client assets reached a new high.
October 24
-
The breakaways join 72 others who moved their practices to the firm in the second quarter.
September 20 -
The firm added an experienced advisor from Wells Fargo after recruiting 72 other tenured reps in the second quarter.
August 21
-
The new recruits join the firm’s employee channel from both wirehouses and the independent space.
August 5
-
One advisor has worked at Securian for his entire career.
July 31
-
The new recruits managed over $300 million in client assets.
July 25
-
The Advice & Wealth Management segment added 72 experienced advisors who affiliated in the second quarter.
July 25
-
Clients seeking to recoup some $14 million in damages have received only 12% of their total claims, according to an SEC-appointed receiver.
July 3
-
Six of the new recruits broke away from Merrill Lynch.
June 25
-
The BD’s employee channel is attracting more independent reps through offerings like technology and practice acquisition support.
June 4
-
Despite a great year, firms don't see fit to rest on their laurels. Instead, they're preparing and adjusting to falling traditional revenue and rising expenses.
June 3
-
This interactive tool provides the full collection of data from Financial Planning's 34th annual study of the largest firms in the space.
June 3 -
The majority of the top 25 firms boosted their business by double digits in 2018, and five of them reeled in more than 20% growth.
June 3 -
The advisors are the newest additions to the firm’s expanding brokerage ranks.
April 30
-
The firm is looking at a range of “different opportunities” for potential wealth management deals, CEO Jim Cracchiolo says.
April 25
