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The firm suffered from market volatility in the fourth quarter.
January 31 -
This is the first career move by Angie Messer and Greg Rust, who worked at the regional BD for 10 and 27 years, respectively.
January 10 -
The firm has been looking to its wirehouse competitors for new hires throughout the year.
December 13 -
Ameriprise scores big in its latest round of recruiting.
December 3 -
The broker is the fifth advisor this month to part ways with Raymond James.
November 15 -
The company's head count has expanded by 43 advisors in the past year.
November 14 -
Brokerage firms have been filing more lawsuits against former employees over alleged violations of non-solicitation agreements.
November 14 -
Jim Cracchiolo aims to boost the number of clients receiving comprehensive plans through a series of tech upgrades for advisors next year.
October 24 -
Robert DuKate initially stayed behind when his partner, David Katz, switched firms. Eight months later, he followed along.
September 21 -
Firms’ head counts show how they’re responding to a challenging time in which experts predict the number of advisors to fall in coming years.
September 17