Asset managers already allocated $11 billion to developing new funds to comply with the requirement.

Strengthened legal language recently added to bonus agreements will be removed, according to people familiar with the matter.

The move could help the firm block former advisors from contacting clients.

The San Francisco-based firm is the third major U.S. bank in recent weeks to change its policies on pay transparency.

Frequent recruitment adds to the firm’s bench after stemming an outflow of talent late last year.

The bank, which has about 1,000 financial advisors and relationship managers in the U.S, will drop the agreement on January 8.

The firm displayed inaccurate ratings for more than 1,800 equity securities to its brokers, supervisors and retail customers, FINRA alleged.

The firm has been driving its expansion, pulling in talent from its competition.

Meet the best of the best in the bank channel. Read about how they approach their jobs, how they serve clients and how they made the list.

Here we conclude with the fourth and final segment of the Top 100 Bank Advisors. You can see all the other rankings (1-75) in our corresponding slideshows.

Here we present the third segment of the Top 100 Bank Advisors. You can see the top 50, as well as those who ranked 76-100, in our corresponding slideshows.

Here is the second segment of the Top 100 Bank Advisors. Check out the top 25, as well as those who ranked 51-100, in separate slideshows.

A well-rounded approach wins the day with the annual advisor ranking. No one-trick ponies allowed, as multiple metrics count toward advisors' scores, including AUM, production, growth and fee business.

What led Louis Martin Blazer III to cooperate with federal prosecutors?

The broker recommended that a recently retired couple invest $135,000 in a non-investment grade municipal bond intended only for sale to institutional buyers.

We've reshuffled our Top 100 bank advisors to list them by annual production. Here are the top 20.

Mounting concern over the potential impact of rising interest rates has many investors seeking lower-cost options.

Collectively the four firms provided market access to numerous clients that executed millions of trades per day.

The deciding factor might be ruthlessness.

Assets in products susceptible to the risk of fire sales during a future shock are up 673% since 2000.