Edward Jones

The rule is finally dragging traditional brokers into the modern era.

The case, filed on behalf of an on-call branch office manager who works with advisers, follows similar retirement plan-related litigation recently filed against other firms, including Morgan Stanley.

The firm is among the first to detail how its 14,000 advisers will comply with the new regulation.

Wealth management leaders are weathering current markets while aiming to jumpstart AUM growth with expanded client services and new tech tools.

The regional firm could lose a quarter of its customers who said they would leave, even if they loved their adviser, if their digital experience was subpar, according to a new poll.

The following interviews show opportunity for gender equality in the industry, a leading recruiter says.