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Jean McCrave Baxter claims colleagues made sexual jokes and she was denied advancement opportunities afforded to male co-workers.
August 20 -
The dispute pits four advisors against big Wall Street names: Wells Fargo, Morgan Stanley, Raymond James and Merrill Lynch.
August 7 -
One of the firm's two new executives is a wirehouse veteran who started her career at Merrill Lynch in 1990.
August 2 -
It will host public forums in nearly two dozen cities over the next 16 months.
August 1 -
The regional firm has opened five new branches and hired at least 73 advisors year-to-date.
July 20 -
Six of the top 10 advisor recruits — managing roughly $13.2 billion in client assets — have walked out of the wirehouse so far this year.
July 19 -
These mega brokers managed $18 billion in assets at their previous firms.
July 19 -
Wirehouse policy changes are bearing fruit and leaving advisor career options in flux.
July 18 -
To convince advisors to try its platform, Capitect took a number of steps, including partnering with XY Planning Network to provide its tools to members without cost.
July 18 -
The recruits oversaw more than $200 million in client assets.
July 17 -
Jim Senderling and John Robbie had been with Merrill Lynch for 27 and 25 years, respectively.
July 16 -
The firm’s FA ranks at 14,820 were down by only nine brokers from the previous quarter.
July 16 -
Despite loosening regulations and the president’s tax cuts, BofA continued a string of lackluster second-quarter earnings for the big banks.
July 16 -
Bruce Keebeck Lee has repeatedly been ranked as a top advisor by both Barron’s and The Financial Times, but he was fired in April for a failure to file compliance paperwork.
July 13 -
Gains by rivals expose independent advisors' vulnerability, says United Capital's Matt Brinker.
July 12 -
Since early May, the wirehouse has lost at least 27 advisors managing a combined $15 billion.
June 28 -
The lawsuit follows a complaint by the SEC alleging that five men and three companies defrauded more than 600 investors.
June 27 -
While Raymond James and Stifel are on hiring sprees, Wells Fargo is still losing talent.
June 26 -
The app also allows clients to use the Zelle person-to-person payments service.
June 25 -
The regional firm's new additions consist of two veteran advisors from Wells Fargo and a father-daughter duo from Merrill Lynch.
June 25



















