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One of the biggest notable losses came from Merrill Lynch, which lost a team managing $1 billion to the independent space.
April 11 -
Like other broker-dealers, the firm is far from achieving a ratio of 50/50 men-and-women planners.
April 10 -
The newly independent advisors added a new team and are looking to bring on more practices.
April 2 -
Dean Hoover is the latest advisor to join the Raymond James-affiliated independent firm.
April 2 -
Planners are seeking the independence and support that they say they aren’t getting at wirehouses.
April 2 -
Pet owners are seeking guidance on funding alternatives, drafting detailed pet-care instructions and leaving significant sums of money that can run into the millions of dollars.
March 26 -
Frustrated by the limitations of working at a bank-owned brokerage, advisors Randy and Matthew Price opted to join the independent firm in Houston.
March 26 -
IBDs are waging a tough recruiting fight for hybrid RIAs, and Bill Van Law played a pivotal role.
March 22 -
The departure is the latest in a string for the wirehouse, whose broker ranks have shrunk by more than 300 over the last year.
March 21 -
The two advisors generated about $1.5 million in annual revenue, according to the No. 3 IBD.
March 13