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In a surprise move, Liz Nesvold sells investment bank Silver Lane Advisors to Raymond James Financial.
January 23 -
An analyst expects “solid” recruiting figures for the fourth quarter after the No. 1 IBD added the five-advisor group plus an ex-Raymond James bank program.
January 17 -
Advisors report what they love — and hate — about tech at companies holding client assets.
January 4 -
The regional brokerage isn’t slowing down its recruiting efforts.
December 28 -
The advisors joined the firm’s employee and independent broker-dealer units.
December 24 -
The following 17 teams oversaw about $75 billion in assets. The firms ending the year with prize recruits include a diverse cast: regional BDs, wirehouses, boutiques and RIAs.
December 14 -
The top advisor this year, James Hare from Pinnacle Bank and Raymond James, views himself as the Warren Buffett of Nashville.
December 5 -
Here we conclude the fourth and final segment of the Top 100 Bank Advisors. You can see all the other rankings (1-75) in our corresponding slideshows.
December 5 -
Here we present the third segment of the Top 100 Bank Advisors. You can see the top 50, as well as those who ranked 76-100, in our corresponding slideshows.
December 5 -
Here is the second segment of the Top 100 Bank Advisors. The top 25, as well as those who ranked 51-100, are included in the corresponding slideshows.
December 5 -
A well-rounded approach wins the day with the annual bank advisor ranking. No one-trick ponies allowed, as multiple metrics count toward advisors' scores, including AUM, production, growth and fee business.
December 5 -
What are the top strategies and priorities of the best of the best in the bank wealth management channel?
December 5 -
The broker-dealer has also appointed a new northeastern regional director for its independent contractor division.
December 4 -
The broker is the fifth advisor this month to part ways with Raymond James.
November 15 -
The broker is part of a wave of new hires at the regional brokerage firm.
November 13 -
The regional BD continues to benefit from the ongoing stream departing the wirehouse.
November 12 -
The broker-dealer nabbed three planners from Wells Fargo, one from Morgan Stanley.
November 2 -
The firm’s broker ranks expanded to 7,813 independent and employee advisors, a new high.
October 25 -
A lawsuit filed by an ex-client was granted class action status after the firm failed to keep the dispute out of court.
October 24 -
A Florida court will hear a client’s claim that the firm charges processing fees that had ranged as high as 10 times more than the stated purpose: transaction and clearing costs.
October 18
















