-
The latest hires join the regional firm from Wells Fargo and RBC.
July 11
-
The firm has collected more than $1.1 million in arbitration cases so far this year.
June 22
-
The wirehouse pullback on recruiting is seen as an opportunity for regional firms, a recruiter says.
June 21
-
The regional firm has been trying to recruit more advisers, particularly those from wirehouses.
June 20 -
Wirehouses, broker-dealers and banks unveiled client-friendly policies while asking the agency for further delays.
June 8
-
The broker says the decision to switch firms was "an easy one."
May 17 -
"It's always nice when one poker player folds and it's down to two or three players," one recruiter says.
May 12
-
The two veteran advisers were legacy Morgan Keegan, a brokerage Raymond James acquired in 2013, On Wall Street learns exclusively.
May 4
-
The group is led by an industry veteran of almost 40 years.
May 1
-
The firm won a rejection of her $1 million claim, promissory note damages, legal fees and interest.
April 13
