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To sway a federal judge, both sides have tried to bolster their arguments by pointing to Facebook, joint production agreements, news articles and more.
November 7
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The firm is working hard to lure advisors away from its larger rivals, said CEO Ronald Kruszewski.
November 1
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The relationship disintegrated because of a dispute about where to best place client trades.
October 17
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The deal is the latest addition to the regional BD’s growing portfolio of M&A deals.
October 4 -
The firm had sued a former $660 million team that moved in September to Stifel.
October 1
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The scheme involved paying cash kickbacks to a former Barclays and Stifel advisor who worked on the wealth syndicate desk.
October 1
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More than half of the broker-dealer’s new hires come from Wells Fargo.
September 26
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John Gregory Schmidt allegedly devised a 14-year scheme that straddled his time with Stifel and Wells Fargo.
September 25 -
The advisors also reject the wirehouse’s claims they violated non-solicitation agreements.
September 25
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Dynasty, Raymond James and Stifel are among the biggest beneficiaries of recent advisor moves.
September 21
