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Competing in his first triathlon helped John Pierce discover the direction he needed to succeed in wealth management.
September 1
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Plus, Benjamin F. Edwards and Ameriprise each add recruits with more than $600M in combined AUM, and Morgan loses a $500M group.
August 22
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Profits and revenues are down for all but one of the brokerages.
August 16
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The regional brokerage firm also said it recruited three advisers overseeing more than $150 million in client assets.
August 8 -
"I think the DoL rule has a disproportionate impact on the independent business, and that affected our decision-making," says Ron Kruszewski.
August 3
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David Paterson, who was the Empire State's top executive from 2008 to 2010, has joined a group that includes former wide receiver Wayne Chrebet.
July 28
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Several of the largest moves this year show top talent is looking beyond traditional choices.
July 20
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Advisers join the regional broker-dealer from Wells Fargo and Charles Schwab.
July 11 -
The largest recruits managed more than $17 billion in client assets.
July 11
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The regional firm also says it recruited a junior Merrill adviser overseeing $39 million in client assets.
July 7
