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The new recruit generated $1 million in annual revenue.
December 9 -
The advisers are the first to obtain startup capital from the firm.
December 7 -
The planners left J.P. Morgan, UBS and Merrill Lynch to go into business for themselves.
November 17 -
The new hires come from RBC, UBS and First Republic.
November 17 -
Two industry veterans joined the fast growing regional brokerage firm.
November 2 -
CEO Sergio Ermotti pledged that cost-cutting efforts are to continue.
October 28 -
Wirehouse system and supervisory failures are just the start.
October 25 -
A new pilot program will test whether clients will be drawn to a voice-controlled technology the retailer's customers know as Alexa.
October 25 -
A $2.2 billion Morgan Stanley team's move to independence shows how breakaways use shell companies to take advantage of the legal pact, and why more than 1,500 firms have signed on.
October 18 -
They seem to be everywhere, but there is every reason to believe that clients overwhelmingly still want to deal with human beings.
October 18