-
The changes follow the firm’s recent move to cut some client fees on separately managed accounts.
November 5 -
Christine Carona's former boss allegedly made derogatory comments about her personal life in front of UBS employees, according to the arbitration ruling.
October 29 -
Sergio Ermotti is under pressure to lift a stock that has trailed peers for a year.
October 28 -
The policy shift affects the wirehouse’s separately managed accounts.
October 23 -
The firm is finding it harder to squeeze more profit out of its wealth management business.
October 22 -
The “get” marks one of the largest hires the year for the regional BD.
October 16 -
The advisors joined the regional BD from UBS.
October 11 -
The wirehouse is ballyhooing once below-the-radar hires. Now it should rejoin the Broker Protocol.
September 18
Elite Consulting Partners -
“We are looking at those issues about consolidation as one part of the equation,” Chief Executive Officer Sergio Ermotti said.
September 6 -
The Bay Area advisors had worked at Merrill for nearly two decades.
September 4 -
The bank has picked up a few notable recruits this year, including a $6.6 billion team in April.
August 29 -
After a year marred by huge legal fines, questions about succession planning and a deepening slump in share prices, CEO Sergio Ermotti unveiled a revitalized board and replaced wealth management co-head Martin Blessing.
August 29 -
UBS Global Wealth Management, which oversees more than $2.48 trillion in invested assets, has gone underweight on equities for the first time since the euro-zone crisis.
August 26 -
Almost a year after taking over at the firm's investment bank, co-heads Piero Novelli and Rob Karofsky are working on their first shake-up of the business.
August 8 -
The firm's most recent lawsuit over alleged non-solicitation violations centered on an advisor's thank-you cards to clients.
August 8 -
The bank, which has made wealth management its central focus, plans to charge its Swiss clients an annual fee of 0.6% on deposits of more than 500,000 euros.
August 6 -
Profitability is improving and all divisions, except the firm’s biggest — wealth management — surprised the market on the upside.
July 24 -
The declining headcount comes even as the firm pulls in several big hires.
July 23 -
Lenders have learned that automated wealth management tools enhance interactions with clients — and bring in more business.
July 22 -
The wirehouse’s pipeline for incoming brokers is at a two-year high.
July 22















