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The new recruits come from Merrill Lynch and Stifel, with $165 million in total client assets.
August 14 -
One team wanted more flexibility and time to manage their clients’ financial needs.
August 5 -
The beleaguered bank has suffered from attrition since a fake accounts scandal rocked the firm in 2016.
July 17 -
Headcount is down more than 1,250 since a fake accounts scandal came to light in 2016.
April 16 -
The bank is targeting advisors with $100 million or more in assets.
January 30 -
An analyst expects “solid” recruiting figures for the fourth quarter after the No. 1 IBD added the five-advisor group plus an ex-Raymond James bank program.
January 17 -
Investigators say the onetime FiNet branch manager preyed on “particularly vulnerable” clients, including several with dementia.
January 2 -
The company has its incentives, but here’s what could be waiting for advisors.
January 2Elite Consulting Partners -
The firm will test markets in a few cities next year in a bid to keep pace with a shifting wealth management landscape.
December 4 -
The firm has seen a number of planners exit in recent months.
November 28