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The firm has seen a number of planners exit in recent months.
November 28
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The latest recruiting sweep included eight advisors in five states.
November 19
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The regional BD continues to benefit from the ongoing stream departing the wirehouse.
November 12
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The merged operation will be run by someone yet to be named who will report to Jon Weiss, head of wealth and investment management.
November 8
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The broker-dealer nabbed three planners from Wells Fargo, one from Morgan Stanley.
November 2
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The group opted to join the corporate RIA at the Ladenburg IBD with an eye toward greater independence with some outsourced tasks.
November 1
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The group includes several industry veterans, one of whom has 50 years of industry experience.
October 29
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Executives at the beleaguered firm say they are focused on quality, not quantity.
October 12
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The brokers moved their practices to rival firms Ameriprise and William Blair.
October 10
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Jason Holland is the latest broker to leave the troubled wirehouse.
October 9
