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The firm's two new hires are the latest in aggressive recruiting efforts and joined from rivals RBC and Wells Fargo.
July 11
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The future of wealth management melds technology with a human touch, but firms will face challenges.
July 10
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The regulator barred an ex-Wells Fargo advisor for fooling the bank into reimbursing him for $3,400 after he falsely claimed that he was the victim of fraud.
July 10
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The wirehouse has lost at least 123 advisors managing $15.7 billion in client assets year-to-date, according to other firms’ hiring announcements.
July 9
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Industry changes and ongoing bank scandals have tilted the playing field in favor of smaller brokerages.
July 9
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The No. 1 independent broker-dealer has grown beyond the wirehouses, but it added about 100 fewer advisors than expected from its major acquisition.
June 29
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The move boosts the firm's expansion in the central U.S.
June 28
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Advisors recommended that clients sell positions in complex structured products to rack up fees, says the regulator.
June 26
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The wirehouse's latest initiative is effectively a way for the firm to circumvent the protocol without actually getting out of it.
June 25
Elite Consulting Partners -
The regional firm's new additions consist of two veteran advisors from Wells Fargo and a father-daughter duo from Merrill Lynch.
June 25
