Wells Fargo Advisors

The firm's two new hires are the latest in aggressive recruiting efforts and joined from rivals RBC and Wells Fargo.

The future of wealth management melds technology with a human touch, but firms will face challenges.

The regulator barred an ex-Wells Fargo advisor for fooling the bank into reimbursing him for $3,400 after he falsely claimed that he was the victim of fraud.

The wirehouse has lost at least 123 advisors managing $15.7 billion in client assets year-to-date, according to other firms’ hiring announcements.

Industry changes and ongoing bank scandals have tilted the playing field in favor of smaller brokerages.

The No. 1 independent broker-dealer has grown beyond the wirehouses, but it added about 100 fewer advisors than expected from its major acquisition.

The move boosts the firm's expansion in the central U.S.

Advisors recommended that clients sell positions in complex structured products to rack up fees, says the regulator.

The wirehouse's latest initiative is effectively a way for the firm to circumvent the protocol without actually getting out of it.

The regional firm's new additions consist of two veteran advisors from Wells Fargo and a father-daughter duo from Merrill Lynch.

Wells Fargo has lost at least 80 brokers managing more than $12 billion in assets before the end of the second quarter.

Such a move would also coincide with efforts to cut costs in the bank's wealth management business by $600 million by 2020.

Advisor exodus from beleaguered firm shows no sign of abating in 2018

The parade of ousted bank advisors continues, but unlike previous offenses, this time it involves far less money.

A client's alleged complaint sparked a dispute between the wirehouse and its former advisors.

If wirehouses decided to adopt a salary-plus-bonus compensation model, how would they do it?

Wells Fargo’s advisor headcount continues to fall in the second quarter.

The team joins a slew of others leaving the troubled bank, but says it’s running to SunTrust more than running away from Wells Fargo.

The firm has spent the last two years working to overcome various scandals.

The reps join a slew of others who chose not to cooperate with FINRA investigations — at least 21 since 2017 — and therefore agreed to an automatic ban.