Wells Fargo
Wells Fargo
Wells Fargo is one of the largest banks in the United States, with approximately $1.9 trillion in balance sheet assets. The company is split into four primary segments: consumer banking, commercial banking, corporate and investment banking, and wealth and investment management.
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The regional firm’s new recruits joined in two locations.
May 24 -
One refused to cooperate with an investigation into allegations that he engaged in unauthorized trading in two customers' accounts.
May 18 -
"This space is getting more diverse, and change is coming from all directions," says Alois Pirker, research director for Aite Group's Wealth Management practice.
May 17 -
A FINRA arbitration panel dismissed the firm's claims but charged the broker more than $11,000.
May 15 -
The recruit made the move a week after the independent firm recruited three other wirehouse teams managing more than $600 million.
May 15 -
Executives at the embattled bank made clear Thursday that they are not discarding its long-standing strategy of selling additional products to existing customers.
May 12 -
Switching firms can be a herculean task, but independent firm Steward Partners furnishes ex-wirehouse advisors with teams of specialists to ease the process.
May 10 -
The group generated over $7 million in annual revenue, On Wall Street learns exclusively.
May 8 -
The two advisers had been with the wirehouse for more than a decade.
May 8 -
The moves build on management changes made earlier this year.
April 18
