Wells Fargo
Wells Fargo
Wells Fargo is one of the largest banks in the United States, with approximately $1.9 trillion in balance sheet assets. The company is split into four primary segments: consumer banking, commercial banking, corporate and investment banking, and wealth and investment management.
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Which firms showed “meaningful progress” in improving client experience? And which one slipped?
April 11 -
Wealth management executives command large enterprises at many financial institutions and are getting paid handsomely for it.
April 11 -
A team joined the wirehouse from Wells Fargo Private Bank.
April 11 -
HighTower and Dynasty added big platform clients as wirehouse brokers continued to flee.
April 10 -
The board also canceled about $47 million of ex-community bank head Carrie Tolstedt’s stock options.
April 10 -
Payment of back wages is ordered as well as reinstatement. A second reinstatement may also be in the works, Financial Planning has learned.
April 9 -
The firm's latest hire is an industry veteran of more than two decades.
April 7 -
Access to banking information ensures advisors can perform holistic planning, fintech firms say.
April 5 -
The advisers oversaw nearly $900 million in combined AUM, and moved to Morgan Stanley, Raymond James and HighTower.
April 5 -
A FINRA arbitration panel decided that an amendment to the adviser’s bonus loan is “unenforceable.”
April 3 -
On the same day, the OCC faulted the bank for engaging in an “extensive and pervasive pattern” of discriminatory and illegal lending practices for years.
March 29 -
The regulator suspended the rep for two months and fined him $5,000 for keeping the firm in the dark about his dry-cleaning business.
March 28 -
The regional broker-dealer has added at least 19 advisers from wirehouse firms so far in 2017.
March 21 -
The new recruits are the latest to join the regional firm from Wells Fargo.
March 20 -
Tim Sloan, who rose to CEO in October, received $12.83 million, up from the $11 million he got as COO for 2015, according to a regulatory filing.
March 16 -
The regional broker-dealer has added at least a dozen ex-wirehouse advisers so far this year.
March 15 -
While women are far less likely to engage in misconduct, they're punished much more harshly for any infractions, per a new study.
March 14 -
Data aggregators want to apply their technology to lending decisions.
March 8 -
Five new advisers managing $464 million joined the regional firm, which now boasts 61 locations.
March 7 -
Long-only equity mutual funds report the first positive week in nearly a year.
March 1
