Regulation

As the industry endures market volatility and the onslaught of federal regulations, the search for cost reductions has become vital.

Firm had sought to quash lawsuit from two former employees who alleged numerous securities laws violations, hostile work environment and wrongful termination.

With clients anxious after all the negative ads, advisers have some explaining to do.

With clients anxious after all the negative ads, advisers have some explaining to do.

A federal court in Texas, which has sided against the DoL in recent cases, is scheduled to hear arguments later this year on whether department overstepped its bounds with new rule.

5 steps for advisers to take in the next six months to ensure post-DOL success.

JPMorgan Chase, which acquired the company in 2008, is still trying to get insurers to foot part of the bill.

The party supports a financial transaction tax to rein in "excessive speculation" and fast traders that have "threatened financial markets."

Don’t become commoditized in the wake of the fiduciary rule; be the disruptor.

The bill was for 220 hours of attorney's work, which the judge called "excessive on its face" for a case that included no oral arguments.