RIAs

The regional firm has been a recruiting tear, picking up a number of ex-wirehouse teams.

Contrary to industry chatter, the new standards will likely benefit advisors working with actively managed funds, Michael Kitces writes.

Aaron Parthemer misrepresented investments to his pro athlete clients, the regulator claims.

In the last month, RBC has hired six teams from wirehouses and other regional firms.

IRA balances are up, and so are divorces, particularly among baby boomers. These so-called gray divorces have roughly doubled over the past 25 years, according to the Pew Research Center.

Here are six ways to cultivate a relationship with your client that lasts from Financial Planning columnist John J. Bowen Jr.

As they contemplate AI and conversational computers, how do planners intend to stay ahead?

Planners share how they are finding new revenue streams for their business.

One advisor says the fiduciary rule prompted the latest wirehouse exit to an RIA.

The number of annual new SEC registrations has jumped by 150% since 2000.