RIAs

The planner, who oversaw $132 million in client assets while at the wirehouse, is starting out on his own with help from Raymond James, the firm said.

Planners can build a long-term relationship, but only if they know what to focus on.

Positive psychology might be the key to determining just what a client needs.

Advisers who are attentive will find that they retain their books of business.

Charles Augustus Banks called San Antonio Spurs player Tim Duncan's claims against him "naïve and immature" last year. Now the former RIA is under indictment by a federal grand jury and faces SEC charges.

The robo adviser expands its offerings and is developing a memo to answer concerns after the firm temporarily suspended trading the morning after the Brexit vote.

One of the recruits began his career in the late 1980s.

The boutique firm focuses on ultrahigh-net-worth entrepreneurs worldwide.

Plus, Wells Fargo hires a $700M team from J.P. Morgan Private Bank and helps a $587M Morgan Stanley team go independent.

After a stormy tenure at the bank, the former Colony and Banyan head goes back to the acquisitions arena.