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Ladenburg Thalmann's largest firm has added at least five teams in the wake of recent acquisitions by rivals.

The once high-profile RIA owner ran a $20 million Ponzi scheme, federal prosecutors said.

Managers will actively evaluate an asset’s characteristics — its value or momentum, for example — to determine what to buy.

Former retail brokerage head David Kowach is moving to the consumer bank.

“Do yourself a favor and start saving early,” an expert says.

One advisor has worked at Securian for his entire career.

At least two clients said they received calls from the advisor where he discussed his departure from the firm, according to the complaint.

Some of the same features that led to their unpopularity may also be what uncorrelated them from their peers, an expert says.

From curating trips to Italy to designing their own software, these planners found creative ways to deepen existing client relationships and make new ones.

Lightyear Capital sold its majority stake in Wealth Enhancement Group to another wealth management industry entrant.

Because of bank sweeps, veterans and their families' accounts will default to a 26-basis point APY on cash — down from the 1%-2% returns they were getting from money market funds.

The agency wants to hire a reputation management expert to burnish its image as it faces social media attacks.

Withdrawals have topped $17.2 billion this year as investor money shifts to low-fee products.

The freshly recapitalized firm is offering succession services without any custodial or affiliation requirements.

The certifying body says it will no longer rely on advisors’ reports and it is convening a new task force to modernize enforcement.

Successful firms reveal how they appeal to wealthy prospects — and elite advisors.

There are red flags that may be pointing to elder fraud in a client account.

This is how the firm tried to make sure no one knew.

Under the Labor Department’s final regulation, firms in different industries will be allowed to establish a joint retirement plan provided they operate in the same state or metropolitan area.

The revamped fund from BP Capital will now track an index of companies that derive “significant revenue” from sustainable energy.