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The firm has been picking off talent from rivals, primarily wirehouses.

Clients often underutilize deductions for work-related technology purchases and travel expenses.

“We can’t overestimate the influence of having access to employer-sponsored retirement plans," an expert says.

The bank will pay $1.25 million for alleged supervisory failures.

After affiliating with Advisor Group following its acquisition, Signature Estate & Investment Advisors aims to offer its TAMP across the network.

The activity began last Friday when 6.4 million shares hit the tape, fueling a record daily inflow for the fund.

Though designed to raise standards for broker-dealers, the SEC’s 564-page rule sent ripples throughout the advisory industry.

Clients who want to save for their children’s education may be better off using a 529 plan than a Roth IRA.

Advisors and their firms should be prepared for how they will respond to expanded fiduciary responsibilities under new standards.

RIAs need to review fee flexibility, target markets, value and branding.

ESG-focused Swell Investing wasn’t able to gain “necessary scale,” according to the firm.

The IBD network joins asset managers and other companies developing new methods to display how the products integrate into client portfolios.

Dan Arnold deployed a five-pronged argument for why consolidation is a recruiting boon for the No. 1 IBD.

Close to 80% of strategists cited competition from the mega-managers as their most significant challenge last year.

About 350 employees at USAA may lose their jobs due to the deal.

For retirees, dipping into their traditional retirement accounts could trigger an income tax bill while withdrawing from Roth accounts might not result in a tax liability.

The new recruits came at the expense of wirehouse rivals Merrill Lynch and Wells Fargo.

The new recruits managed over $300 million in client assets.

Reorganization includes the departure of one of the company’s highest paid executives.

The Advice & Wealth Management segment added 72 experienced advisors who affiliated in the second quarter.