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The fast-growing Chicago firm now nearly $4 billion in AUM.

In a bid to further enhance its capabilities for advisors, the firm is also slashing ETF transaction fees on select funds later this year.

Christopher Dougherty’s proferred investments allegedly included real estate properties and a 100-acre organic farm.

The new recruits signed on with the firm’s independent and employee broker-dealer units.

Since joining Mackay Shields as an investment management assistant 46 years ago, Lucille Protas is now president, executive managing director and COO.

Since making the decision to join Jeffrey Gundlach at DoubleLine, Luz Padilla now oversees a 16-person team with nearly $9 billion in AUM.

Since starting her career at Vanguard more than a decade ago, Denise Krisko has launched her own sub-advisory business that manages $4.5 billion.

The hiring will “reflect the changing nature of fund management,” a company spokeswoman said.

The bank allegedly helped French clients evade taxes.

Evolution Financial Advisors has grown to 86 advisors with $2.6 billion in client assets under Securities America.

The No. 1 IBD also nominated a new board member and tapped key executives for advisor support and government relations.

Without advisor buy-in, scale can't be achieved, the tech executive says.

Advisor headcount reached 2,160 advisors for the first quarter, up a net 43 from the year-ago period.

The mutual funds and ETFs that ranked at the bottom of the sector still benefited from a “long-running bull market,” an expert says.

One custodian is testing the technology in its marketing efforts and anticipates its advisors may — eventually — decide to follow.

As director of AllianceBernstein’s emerging markets debt strategies, Shamaila Khan oversees the management of the platform’s portfolios.

The changes follow a challenging first quarter for the firm’s wealth management operations.

As chief research strategist and portfolio manager at AlphaSimplex, Kathryn Kaminski is involved in the oversight of $6 billion in investment products.

With an eye on a future sale, the $48B RIA wants to build enterprise value.

Amid all available career paths, “I think [asset management] just found me," said Julie Genjac, managing director of strategic markets at Hartford Funds.